Thursday, September 7, 2017

Will SEC And DOL Get On The Same Side? It's About Time

While the DOL considers revising or repealing the rule before it takes full effect, the SEC is working on its own standards of conduct for investment advisors and brokers. Ideally, the delay will give the two agencies additional time to collaborate ahead of the rule’s implementation.

from Forbes Real Time https://www.forbes.com/sites/brianmenickella/2017/09/07/will-sec-and-dol-get-on-the-same-side-its-about-time/
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