Wednesday, September 20, 2017

FCA: Mifid II stragglers to escape disciplinary action

Regulator reassures that firms showing they have made an effort to be ready for the January deadline will be shown leniency

from FN London - investment-banking https://www.fnlondon.com/articles/fca-mifid-ii-stragglers-to-escape-disciplinary-action-20170920
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